Risk Management Print

Nikko AM recognises that disciplined and controlled risk management is crucial to our success.

We designate independent teams across our group offices with responsibility for monitoring and managing the various operational, market, credit and portfolio risks faced by a global investment management firm. These experienced risk and compliance professionals are empowered to take appropriate measures when necessary, to minimise any potential impact.

Specifically from an investment perspective, we:

  • Attribute performance, which helps investment teams track all parts of the investment process to understand which decisions worked and why.
  • Assess and control active risk at a security, sector and total portfolio level, using various industry-standard risk metrics.
  • Refer to both proprietary and third-party software, to diversify our understanding of risk within client portfolios.
  • Continuously review and upgrade measures to enhance integrated risk management and compliance functions throughout our global offices.